App 3Ys - SPP Option Issue to Eligible Directors
Released
Released
Announcement PDF
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
Alligator Energy Limited
ABN
79 140 575 604
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Paul Dickson
Date of last notice
23 October 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
Indirect
Ricketts Point Investments Pty Ltd
<Dickson Family A/C> (Director is a
director of the trustee and beneficiary of
the trust)
29 November 2023
No. of securities held prior to change
19,425,777 Ordinary Shares
Class
Listed 7.8 cent options (AGEOC)
Number acquired
Ricketts Point Investments Pty Ltd
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
240,384 Listed 7.8 cent options
Appendix 3Y
Change of Director’s Interest Notice
Number disposed
Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Free attaching option (exercisable at 7.8
cents) to applications under the SPP
offer based on a 1:2 basis
No. of securities held after change
19,425,777 Ordinary Shares
240,384 Listed 7.8 cent options
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
Issue of securities related to the SPP
offer after obtaining approval at the 2023
AGM
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Mike Meintjes
Company Secretary
29 November 2023
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
Alligator Energy Limited
ABN
79 140 575 604
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Peter Thomas McIntyre
Date of last notice
23 October 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
Indirect
Labonne Enterprises Pty Ltd – McIntyre
Family Trust (Director is a director of the
trustee and beneficiary of the trust) and
McIntyre Superannuation Fund
29 November 2023
No. of securities held prior to change
Labonne Enterprises Pty Ltd – McIntyre 37,475,379 Ordinary Shares
Family Trust
Labonne Enterprises Pty Ltd – McIntyre 30,330,470 Ordinary Shares
Superannuation Fund
Class
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Listed 7.8 cent options (AGEOC)
Appendix 3Y
Change of Director’s Interest Notice
Number acquired
Labonne Enterprises Pty Ltd – McIntyre 288,461 Listed 7.8 cent options
Superannuation Fund
Number disposed
Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Free attaching option (exercisable at 7.8
cents) to applications under the SPP
offer based on a 1:2 basis
No. of securities held after change
Labonne Enterprises Pty Ltd – McIntyre 37,475,379 Ordinary Shares
Family Trust
Labonne Enterprises Pty Ltd – McIntyre 30,330,470 Ordinary Shares
Superannuation Fund
288,461 Listed 7.8 cent options
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
Issue of securities related to the SPP
offer after obtaining approval at the 2023
AGM
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract
N/A
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Mike Meintjes
Company Secretary – 29 November 2023
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
Alligator Energy Limited
ABN
79 140 575 604
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Gregory Campbell Hall
Date of last notice
23 October 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
N/A
Note: Provide details of the circumstances giving
rise to the relevant interest.
Date of change
No. of securities held prior to change
29 November 2023
23,682,507 Ordinary Shares
3,565,745 Zero Strike Priced Performance
Incentive Options with various expiry dates
Class
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Listed 7.8 cent options (AGEOC)
Appendix 3Y
Change of Director’s Interest Notice
Number acquired
48,076 Listed 7.8 cent options
Number disposed
Nil
Value/Consideration
Free attaching option (exercisable at 7.8 cents) to
applications under the SPP offer based on a 1:2
basis
Note: If consideration is non-cash, provide details
and estimated valuation
No. of securities held after change
23,682,507 Ordinary Shares
48,076 Listed 7.8 cent options
3,565,745 Zero Strike Priced Performance
Incentive Options with various expiry dates
Nature of change
Example: on-market trade, off-market trade,
exercise of options, issue of securities under
dividend reinvestment plan, participation in buyback
Issue of securities related to the SPP offer after
obtaining approval at the 2023 AGM
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
-
Nature of interest
-
Name of registered holder
(if issued securities)
-
Date of change
-
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
-
Interest disposed
-
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Value/Consideration
-
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
-
Part 3 – +Closed period
Were the interests in the securities or contracts detailed N/A
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Mike Meintjes
Company Secretary
29 November 2023
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
Alligator Energy Limited
ABN
79 140 575 604
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Callum McIntyre
Date of last notice
23 October 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
N/A
Note: Provide details of the circumstances giving
rise to the relevant interest.
Date of change
No. of securities held prior to change
29 November 2023
644,470 Ordinary Shares
Class
Listed 7.8 cent options (AGEOC)
Number acquired
96,153 Listed 7.8 cent options
Number disposed
Nil
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Value/Consideration
Note: If consideration is non-cash, provide details
and estimated valuation
No. of securities held after change
Free attaching option (exercisable at 7.8 cents) to
applications under the SPP offer based on a 1:2
basis
644,470 Ordinary Shares
96,153 Listed 7.8 cent options
Nature of change
Example: on-market trade, off-market trade,
exercise of options, issue of securities under
dividend reinvestment plan, participation in buyback
Issue of securities related to the SPP offer after
obtaining approval at the 2023 AGM
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
-
Nature of interest
-
Name of registered holder
(if issued securities)
-
Date of change
-
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
-
Interest disposed
-
Value/Consideration
-
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
-
Part 3 – +Closed period
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Were the interests in the securities or contracts detailed N/A
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Mike Meintjes
Company Secretary
29 November 2023
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
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